Moonstone is a people`s business operating in the financial services industry. We are independent and uncompromised, providing a support network for financial advisors.
Our range of services include:
Risk management
FAIS and FICA Compliance (full and support)
Licensing and profile changes
Regulatory exams
Financial empowerment of previously disadvantaged groups
Financial services Industry Newsletters (Investment Indicators, Moonstone Monitor)
Training
Consumer education
Through the provision of these services we assist independent financial service providers to optimise the opportunities presented by the challenging times we live in, and to manage their FAIS Compliance risk with the support of some of the finest professionals in the industry.
Please explore our world and discover how we can make a difference in yours.
